Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Sitko Bradley | Chief Investment Officer | C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE | /s/ Thomas Burns, Attorney-in-Fact for Bradley Sitko | 2025-07-02 | 0001959809 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | Purchase | $50.8K | +2K | +39.64% | $25.39 | 7.05K | Jun 30, 2025 | Direct | F1 |
holding | XOMA | Common Stock | 13.1K | Jun 30, 2025 | Direct | F2 | |||||
holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 313 | Jun 30, 2025 | Direct | ||||||
holding | XOMA | Common Stock | 829 | Jun 30, 2025 | By 401(k) Plan | ||||||
holding | XOMA | Common Stock | 1.5K | Jun 30, 2025 | By spouse | ||||||
holding | XOMA | Common Stock | 75 | Jun 30, 2025 | By child | ||||||
holding | XOMA | Common Stock | 75 | Jun 30, 2025 | By child | ||||||
holding | XOMA | 8.625% Series A Cumulative Perpetual Preferred Stock | 82 | Jun 30, 2025 | By spouse | ||||||
holding | XOMA | Depositary Shares - 8.375% Series B Cumulative Stock | 2K | Jun 30, 2025 | By spouse |
Id | Content |
---|---|
F1 | This transaction was executed in multiple trades at prices ranging from $25.39 to $25.40. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
F2 | Includes 1,626 shares acquired under the ESPP Plan on May 31, 2025. |