Ault Milton C III - Jul 29, 2025 Form 4 Insider Report for UNIVERSAL SAFETY PRODUCTS, INC. (UUU)

Signature
/s/ Milton C. Ault, III
Stock symbol
UUU
Transactions as of
Jul 29, 2025
Transactions value $
$11,538
Form type
4
Date filed
7/31/2025, 08:00 PM
Previous filing
Jul 29, 2025
Next filing
Aug 1, 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
AULT MILTON C III Director, 10%+ Owner 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS /s/ Milton C. Ault, III 2025-07-31 0001212502
Ault & Company, Inc. Director, 10%+ Owner 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS By: /s/ Milton C. Ault, III, Chief Executive Officer 2025-07-31 0001734770

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UUU Common Stock Purchase $11.5K +3.15K +36.13% $3.66 11.9K Jul 29, 2025 By Ault Lending LLC F1, F2, F3
holding UUU Common Stock 5K Jul 29, 2025 By Alpha Structured Finance LP F1, F4
holding UUU Common Stock 242K Jul 29, 2025 By Ault & Company, Inc. F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.6604. The range of purchase prices on the transaction date was $3.5222 to $3.7438 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3 Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F4 Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F5 Includes the 11,877 shares owned by Ault Lending and the 5,000 shares owned by Alpha Fund.
F6 Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

Milton C. Ault, III is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Ault & Co. may be deemed a director by deputization by virtue of its representation on the Board of Directors of the Issuer.