| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Szczepaniak Mark R | Chief Financial Officer | C/O VELOCITY FINANCIAL, INC., 2945 TOWNSGATE ROAD, SUITE 110, WESTLAKE VILLAGE | /s/ Roland T. Kelly, by power of attorney | 02 Sep 2025 | 0001794812 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VEL | Common Stock | Sale | -$29.6K | -1.57K | -2.95% | $18.85 | 51.7K | 02 Sep 2025 | Held through family trust | |
| holding | VEL | Common Stock | 106K | 02 Sep 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).