Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Hughes Owen | Chief Executive Officer, Director | C/O XOMA ROYALTY CORPORATION, 2200 POWELL STREET, SUITE 310, EMERYVILLE | /s/ Thomas Burns, Attorney-in-Fact for Owen Hughes | 2025-09-23 | 0001575933 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | XOMA | Common Stock | Options Exercise | $0 | +35.6K | +56.72% | $0.00 | 98.3K | Sep 19, 2025 | Direct | |
holding | XOMA | Common Stock | 295 | Sep 19, 2025 | By 401(k) Plan | ||||||
holding | XOMA | Depository Shares - 8.375% Series B Cumulative Stock | 2K | Sep 19, 2025 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | XOMA | Performance Stock Units | Options Exercise | $0 | -35.6K | -21.14% | $0.00 | 133K | Sep 19, 2025 | Common Stock | 35.6K | Direct | F1 |
Id | Content |
---|---|
F1 | Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share. |
Exhibit 24 - Power of Attorney.