Ault Milton C III - Sep 26, 2025 Form 4 Insider Report for UNIVERSAL SAFETY PRODUCTS, INC. (UUU)

Role
Director
Signature
/s/ Milton C. Ault, III
Stock symbol
UUU
Transactions as of
Sep 26, 2025
Transactions value $
$107,024
Form type
4
Date filed
9/30/2025, 07:15 PM
Previous filing
Sep 26, 2025
Next filing
Oct 2, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
AULT MILTON C III Director 11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 190, LAS VEGAS /s/ Milton C. Ault, III 2025-09-30 0001212502

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UUU Common Stock Purchase $42.4K +10K +44.05% $4.24 32.7K Sep 26, 2025 By Ault Lending, LLC F1, F2
transaction UUU Common Stock Purchase $22.3K +5.01K +15.32% $4.45 37.7K Sep 29, 2025 By Ault Lending, LLC F2
transaction UUU Common Stock Purchase $42.4K +10K +26.52% $4.24 47.7K Sep 30, 2025 By Ault Lending, LLC F2
holding UUU Common Stock 5K Sep 26, 2025 By Alpha Structured Finance LP F3
holding UUU Common Stock 4K Sep 26, 2025 By Ault & Company, Inc. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2373 The range of purchase prices on the transaction date was $4.2206 to $4.47 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2 Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3 Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F4 Securities beneficially owned by Ault & Co. Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.