JOSEPH R. MARTINETTO - 31 Dec 2021 Form 5 Insider Report for SCHWAB CHARLES CORP (SCHW)

Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
31 Dec 2021
Net transactions value
-$822,350
Form type
5
Filing time
28 Jan 2022, 11:58:34 UTC
Previous filing
27 Oct 2021
Next filing
03 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale $822,350 -10,032 -5.1% $81.97 186,588 21 Oct 2021 by Trust F1, F2
holding SCHW Common Stock 645 31 Dec 2021 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction code for this transaction is "S4" as the transaction should have been reported previously on Form 4. The sales reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $81.97 to $82.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.