James Darrell Thomas - 01 Feb 2022 Form 4 Insider Report for HARLEY-DAVIDSON, INC. (HOG)

Role
VP/Treasurer
Signature
/s/ Paul J. Krause, as Power of Attorney
Issuer symbol
HOG
Transactions as of
01 Feb 2022
Net transactions value
-$15,086
Form type
4
Filing time
03 Feb 2022, 15:14:43 UTC
Previous filing
04 Nov 2021
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOG Common Stock Options Exercise $0 +1,416 +5.3% $0.000000 28,000 01 Feb 2022 Direct
transaction HOG Common Stock Tax liability $15,086 -420 -1.5% $35.92 27,580 01 Feb 2022 Direct
holding HOG Common Stock 2,482 01 Feb 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOG Restricted Stock Units Options Exercise $0 -1,416 -100% $0.000000* 0 01 Feb 2022 Common Stock 1,416 $0.000000 Direct F1
holding HOG Restricted Stock Units 8,240 01 Feb 2022 Common Stock 8,240 $0.000000 Direct F1
holding HOG Restricted Stock Units 2,936 01 Feb 2022 Common Stock 2,936 $0.000000 Direct F1
holding HOG Restricted Stock Units 3,500 01 Feb 2022 Common Stock 3,500 $0.000000 Direct F2
holding HOG Stock Option (right to buy) 5,884 01 Feb 2022 Common Stock 5,884 $41.33 Direct F3, F4
holding HOG Stock Option (right to buy) 6,049 01 Feb 2022 Common Stock 6,049 $45.32 Direct F3, F4
holding HOG Stock Option (right to buy) 5,541 01 Feb 2022 Common Stock 5,541 $51.78 Direct F3, F4
holding HOG Stock Option (right to buy) 4,963 01 Feb 2022 Common Stock 4,963 $62.33 Direct F4, F5
holding HOG Stock Option (right to buy) 5,376 01 Feb 2022 Common Stock 5,376 $63.49 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2 Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3 Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4 All options are currently exercisable.
F5 Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.