| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RTX | Common Stock | Options Exercise | $0 | +2.6K | +85.78% | $0.00 | 5.63K | 05 Feb 2022 | Direct | F1 |
| transaction | RTX | Common Stock | Options Exercise | $0 | +1.9K | +33.65% | $0.00 | 7.53K | 05 Feb 2022 | Direct | F1 |
| transaction | RTX | Common Stock | Tax liability | -$49.4K | -531 | -7.06% | $93.01 | 7K | 05 Feb 2022 | Direct | |
| transaction | RTX | Common Stock | Tax liability | -$67.7K | -728 | -10.41% | $93.01 | 6.27K | 05 Feb 2022 | Direct | |
| holding | RTX | Common Stock | 321 | 05 Feb 2022 | By Savings Plan Trustee |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RTX | Restricted Stock Units | Options Exercise | $0 | -1.9K | -4.52% | $0.00 | 40K | 05 Feb 2022 | Common Stock | 1.9K | Direct | F1, F2 | |
| transaction | RTX | Restricted Stock Units | Options Exercise | $0 | -2.6K | -6.5% | $0.00 | 37.4K | 05 Feb 2022 | Common Stock | 2.6K | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. |
| F2 | Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. |
| F3 | Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. |