Jeffrey A. Dowdle - Feb 7, 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
COO & Head of Asset Mgmt.
Signature
/s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Feb 7, 2022
Transactions value $
-$2,138,668
Form type
4
Date filed
2/9/2022, 12:26 PM
Previous filing
Jan 5, 2022
Next filing
Nov 25, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale -$2.14M -19K -30.4% $112.73 43.4K Feb 7, 2022 Direct F1, F2
holding RJF Common Stock 13K Feb 7, 2022 ESOP F3
holding RJF Common Stock 1.13K Feb 7, 2022 UTMA Custodian for Daughter EC F4
holding RJF Common Stock 1.13K Feb 7, 2022 UTMA Custodian for Son GT F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $112.70 to $112.85.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 7, 2022.
F4 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 4 reports the open market sale by the reporting person of shares of common stock.