G. Zachary Gund - 01 Jan 2022 Form 5 Insider Report for KELLOGG CO (K)

Role
Director
Signature
Gary H. Pilnick, Attorney-in-Fact
Issuer symbol
K
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 15:24:04 UTC
Previous filing
15 Nov 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction K Common Other $0 +690 +3.6% $0.000000 19,866 01 Jan 2022 Held in Trust F1
holding K Common 3,657 01 Jan 2022 See footnote* F2
holding K Common 9,200 01 Jan 2022 See footnote** F3
holding K Common 1,619,000 01 Jan 2022 See footnote*** F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction K Phantom Stock Units Other $0 +482 +3.5% $0.000000 14,156 01 Jan 2022 Common 482 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired under the Company's Dividend Reinvestment Plan in 2021.
F2 *These shares are held in a trust for the benefit of the reporting person and certain members of his family. The reporting person is one of several trustees and, in such capacity, may have voting and dispositive power over all such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F3 **These shares are held by a limited liability company that is owned by a trust for the benefit of certain members of the reporting person's family. A family member of the reporting person is the trustee of the trust and the reporting person is the manager of the limited liability company. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4 ***These shares are held in family partnerships, the partners of which include a trust for the benefit of the reporting person. The reporting person serves as a manager of these partnerships and, in such capacity, may have voting and dispositive power over all such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F5 According to the terms of the Kellogg Company Deferred Compensation Plan for Non-Employee Directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.
F6 Reflects dividend equivalents from automatic reinvestment of dividends.