THOMAS R. CANGEMI - 26 Feb 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Chairman, President & CEO, Director
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Issuer symbol: NYCB
Transactions as of: 26 Feb 2022
Transactions value $: -$74,047
Form type: 4
Filing time: 28 Feb 2022, 18:14:22 UTC
Previous filing: 13 Jan 2022
Next filing: 18 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Tax liability	-$74,047	-6,411	-0.64%	$11.55	1,003,090	26 Feb 2022	Direct	F1
holding	NYCB	Common Stock						133,143	26 Feb 2022	By 401(k)	F2
holding	NYCB	Common Stock						58,394	26 Feb 2022	By IRA
holding	NYCB	Common Stock						1,941	26 Feb 2022	By Spouse
holding	NYCB	Common Stock						15,312	26 Feb 2022	By Stock Award XI	F3
holding	NYCB	Common Stock						16,012	26 Feb 2022	By Stock Award XII	F4
holding	NYCB	Common Stock						6,202	26 Feb 2022	By Stock Award XIII	F5
holding	NYCB	Common Stock						12,786	26 Feb 2022	By Stock Award XIV	F6
holding	NYCB	Common Stock						232,784	26 Feb 2022	By Stock Award XV	F7
holding	NYCB	Common Stock						25,116	26 Feb 2022	By Stock Award XVI	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2	The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13.
F3	The remaining 15,312 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F4	The remaining 16,012 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F5	The remaining 6,202 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F6	The remaining 12,786 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 17, 2022.
F7	The remaining 232,784 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 12, 2023.
F8	The remaining 25,116 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.