Srikanth Padmanabhan - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President - Engine Busines
Signature
/s/ Sharon Barner, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Mar 2022
Transactions value $
-$157,248
Form type
4
Filing time
03 Mar 2022, 15:15:09 UTC
Previous filing
23 Feb 2022
Next filing
11 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +2.68K +13.32% $0.00 22.8K 01 Mar 2022 Direct
transaction CMI Common Tax liability -$157K -802 -3.51% $196.07 22K 01 Mar 2022 Direct F1
holding CMI Common 537 01 Mar 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 3.35K 01 Mar 2022 Common 3.35K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 16K 01 Mar 2022 Common 16K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 2.14K 01 Mar 2022 Common 2.14K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 12.5K 01 Mar 2022 Common 12.5K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 530 01 Mar 2022 Common 530 $154.20 Direct
holding CMI Stock Option (Right-to-Buy) 9.56K 01 Mar 2022 Common 9.56K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 13.6K 01 Mar 2022 Common 13.6K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.