THOMAS R. CANGEMI - 22 Mar 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Chairman, President & CEO, Director
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Issuer symbol: NYCB
Transactions as of: 22 Mar 2022
Net transactions value: -$235,541
Form type: 4
Filing time: 23 Mar 2022, 18:37:07 UTC
Previous filing: 18 Mar 2022
Next filing: 28 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Award	$0	+41,867	+4.2%	$0.000000	1,048,086	22 Mar 2022	Direct	F1
transaction	NYCB	Common Stock	Tax liability	$235,541	-21,374	-2%	$11.02	1,026,712	22 Mar 2022	Direct
holding	NYCB	Common Stock						133,143	22 Mar 2022	By 401(k)
holding	NYCB	Common Stock						58,394	22 Mar 2022	By IRA
holding	NYCB	Common Stock						1,941	22 Mar 2022	By Spouse
holding	NYCB	Common Stock						15,312	22 Mar 2022	By Stock Award XI	F2
holding	NYCB	Common Stock						16,012	22 Mar 2022	By Stock Award XII	F3
holding	NYCB	Common Stock						6,202	22 Mar 2022	By Stock Award XIII	F4
holding	NYCB	Common Stock						6,393	22 Mar 2022	By Stock Award XIV	F5
holding	NYCB	Common Stock						232,784	22 Mar 2022	By Stock Award XV	F6
holding	NYCB	Common Stock						25,116	22 Mar 2022	By Stock Award XVI	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.
F2	The remaining 15,312 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F3	The remaining 16,012 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F4	The remaining 6,202 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F5	The remaining 6,393 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F6	The remaining 232,784 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four equal annual installments commencing on January 12, 2023.
F7	The remaining 25,116 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two equal annual installments commencing on February 26, 2023.