THOMAS A. JAMES - 03 May 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chairman Emeritus, Director
Signature
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
03 May 2022
Transactions value $
$0
Form type
4
Filing time
05 May 2022, 12:48:31 UTC
Previous filing
16 Dec 2021
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Other $0 -664K -100% $0.00* 0 03 May 2022 By Robert A. James Trust F1
holding RJF Common Stock 1.35K 03 May 2022 By Harbus Investors, Inc.
holding RJF Common Stock 50.6K 03 May 2022 By James Ventures, Inc.
holding RJF Common Stock 1.5M 03 May 2022 By TA James Ventures Partnership
holding RJF Common Stock 17.6M 03 May 2022 By Thomas A. James Family Rev Trust
holding RJF Common Stock 677 03 May 2022 ESOP F2
holding RJF Common Stock 163K 03 May 2022 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 Amount of securities reflects the balance after an IRS mandated required minimum distribution from the ESOP for individuals over age 70 1/2 and the receipt of additional allocations to the reporting person's account under the ESOP through May 3, 2022.

Remarks:

This Form 4 reports a distribution of shares to the beneficiaries of a trust.