CLIFFORD M. NOREEN - 29 Aug 2022 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Role
Chairman of Fund, Director
Signature
Latavea Cross as attorney-in-fact
Issuer symbol
MCI
Transactions as of
29 Aug 2022
Net transactions value
+$67,816
Form type
4
Filing time
31 Aug 2022, 12:16:33 UTC
Previous filing
03 Jun 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20,000 29 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Other $61,050 +4,502 +1.6% $13.56 287,068 29 Aug 2022 Common Shares ("Shares of Beneficial Interest") 4,502 Direct F1, F2
transaction MCI Barings Non-Qualified Thrift Plan Other $6,766 +499 +0.17% $13.56 287,567 29 Aug 2022 Common Shares ("Shares of Beneficial Interest") 499 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Purchased pursuant to a dividend reinvestment plan.