Patrick P. Goris - 01 Dec 2022 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: Senior Vice President & CFO
Signature: /s/ William Langston as Attorney-in-Fact
Issuer symbol: CARR
Transactions as of: 01 Dec 2022
Net transactions value: -$321,115
Form type: 4
Filing time: 05 Dec 2022, 15:07:44 UTC
Previous filing: 04 Feb 2022
Next filing: 14 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+18,162	+159%	$0.000000	29,556	01 Dec 2022	Direct	F1
transaction	CARR	Common Stock	Tax liability	$321,115	-7,147	-24%	$44.93	22,409	01 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-18,162	-100%	$0.000000^*	0	01 Dec 2022	Common Stock	18,162		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.