Michael L. Howard - 19 Dec 2022 Form 3 Insider Report for MariaDB plc (MRDB)

Role
Chief Executive Officer, Director
Signature
/s/ Roya Shakoori, Attorney-in-Fact
Issuer symbol
MRDB
Transactions as of
19 Dec 2022
Transactions value $
$0
Form type
3
Filing time
19 Dec 2022, 15:17:34 UTC
Next filing
30 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MRDB Ordinary Shares 1,596,487 19 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MRDB Stock Option (Right to Buy) 19 Dec 2022 Ordinary Shares 442,256 $0.37 Direct F1, F2
holding MRDB Stock Option (Right to Buy) 19 Dec 2022 Ordinary Shares 468,626 $0.47 Direct F1, F3
holding MRDB Stock Option (Right to Buy) 19 Dec 2022 Ordinary Shares 147,736 $0.79 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported represent securities held by the reporting person immediately following the closing of the transactions contemplated by the Business Combination Agreement dated January 31, 2022, by and among MariaDB Corporation Ab, Angel Pond Holdings Corporation, Mangomill plc and Meridian MergerSub Inc., in connection with which Mangomill plc changed its name to MariaDB plc.
F2 Option became fully vested and exercisable on December 1, 2019.
F3 Date at which first vesting occurs is indicated. 1/8th of the total number of shares originally subject to the option becomes exercisable at the first vesting date and an additional 1/16th becomes exercisable each quarter thereafter until the option is fully vested.
F4 Date at which first vesting occurs is indicated. 1/16th of the total number of shares originally subject to the option becomes exercisable at the first vesting date and an additional 1/16th becomes exercisable each quarter thereafter until the option is fully vested.

Remarks:

Power of Attorney provided herewith.