R. PATRICK QUINN - 14 Jan 2023 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
SEVP, GC & Corp. Secretary
Signature
/s/ Jan M. Klym, Power of Attorney
Issuer symbol
NYCB
Transactions as of
14 Jan 2023
Transactions value $
-$28,314
Form type
4
Filing time
17 Jan 2023, 15:10:44 UTC
Previous filing
14 Apr 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$28.3K -2.93K -5.54% $9.67 49.9K 14 Jan 2023 Direct F1
holding NYCB Common Stock 36.8K 14 Jan 2023 By 401(k)
holding NYCB Common Stock 2.4K 14 Jan 2023 By Stock Award III F2
holding NYCB Common Stock 3K 14 Jan 2023 By Stock Award IV F3
holding NYCB Common Stock 9K 14 Jan 2023 By Stock Award V F4
holding NYCB Common Stock 7.38K 14 Jan 2023 By Stock Award VI F5
holding NYCB Common Stock 14.9K 14 Jan 2023 By Stock Award VII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The remaining 2,400 shares, granted under Stock Award III on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2024.
F3 The remaining 3,000 shares, granted under Stock Award IV on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2024.
F4 The remaining 9,000 shares, granted under Stock Award V on January 14, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in three equal annual installments commencing on January 14, 2024.
F5 The remaining 7,381 shares, granted under Stock Award VI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on February 26, 2023.
F6 14,866 shares granted under Stock Award VII on April 13, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on April 13, 2023.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney