Mary E. Erdoes - 13 Jan 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
CEO Asset & Wealth Management
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2023
Net transactions value
-$4,684,650
Form type
4
Filing time
17 Jan 2023, 19:52:20 UTC
Previous filing
18 Oct 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +22,111 +4.1% $0.000000 555,906 13 Jan 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +21,812 +3.9% $0.000000 577,718 13 Jan 2023 Direct F1
transaction JPM Common Stock Tax liability $3,234,008 -23,242 -4% $139.14 554,476 13 Jan 2023 Direct
transaction JPM Common Stock Sale $1,450,642 -10,340 -1.9% $140.29 544,136 17 Jan 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -22,111 -100% $0.000000* 0 13 Jan 2023 Common Stock 22,111 Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -21,812 -50% $0.000000 21,812 13 Jan 2023 Common Stock 21,812 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 15, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.