| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Options Exercise | $0 | +23,442 | +3.62% | $0 | 670,640 | 25 Mar 2023 | Direct | F1, F2 |
| transaction | JPM | Common Stock | Options Exercise | $0 | +20,510 | +3.06% | $0 | 691,150 | 25 Mar 2023 | Direct | F2, F3 |
| transaction | JPM | Common Stock | Options Exercise | $0 | +19,523 | +2.82% | $0 | 710,673 | 25 Mar 2023 | Direct | F2, F4 |
| transaction | JPM | Common Stock | Options Exercise | $0 | +17,826 | +2.51% | $0 | 728,499 | 25 Mar 2023 | Direct | F2, F5 |
| transaction | JPM | Common Stock | Tax liability | -$5,995,093 | -48,194 | -6.62% | $124.4 | 680,305 | 25 Mar 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -20,510 | -50% | $0 | 20,511 | 25 Mar 2023 | Common Stock | 20,510 | Direct | F2, F3 | |
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -19,523 | -33.33% | $0 | 39,047 | 25 Mar 2023 | Common Stock | 19,523 | Direct | F2, F4 | |
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -23,442 | -25% | $0 | 70,326 | 25 Mar 2023 | Common Stock | 23,442 | Direct | F1, F2 | |
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -17,826 | -20% | $0 | 71,304 | 25 Mar 2023 | Common Stock | 17,826 | Direct | F2, F5 |
| Id | Content |
|---|---|
| F1 | These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a Performance Share Unit (PSU) award granted on January 15, 2019 for the three-year performance period ended December 31, 2021 (as previously disclosed on a Form 4 filed on March 17, 2022), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 15, 2019: (i) a two-year holding period for the installment vested on March 25, 2022; and (ii) a twelve-month holding period for installments vesting on March 25, 2023, 2024, 2025, and 2026. |
| F2 | Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. |
| F3 | These shares represent JPMC common stock including reinvested dividend equivalents acquired on Mar. 25, 2023 upon settlement of a PSU award granted on Jan. 17, 2017 for the 3-year performance period ended Dec. 31, 2019 (as previously disclosed on a Form 4 filed on Mar. 19, 2020). Mr. Pinto's PSUs are expected to vest in 5 equal installments and settle in shares of common stock on Mar. 25, 2020, 2021, 2022, 2023 & 2024. The 1st, 2nd, 3rd & 4th installments settled in shares of common stock on Mar. 25, 2020, 2021, 2022, & 2023, respectively. Shares, after applicable tax withholding, must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on Jan. 17, 2017: a 2-year holding period for the installment vested on Mar. 25, 2020; a 12-month holding period for the installment vested on Mar. 25, 2021; and a 6-month holding period for installments vesting on Mar. 25, 2022, 2023, & 2024. |
| F4 | These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 16, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on March 18, 2021), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 16, 2018: (i) a two-year holding period for the installment vested on March 25, 2021; and (ii) a twelve-month holding period for installments vesting on March 25, 2022, 2023, 2024, and 2025. |
| F5 | These shares represent JPMC common stock acquired on March 25, 2023 upon settlement of a PSU award granted on January 21, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 23, 2023), and must be held for an additional holding period following the vesting of each installment as provided under the terms of the PSU award granted on January 21, 2020: (i) a two-year holding period for the installment vested on March 25, 2023; and (ii) a twelve-month holding period for installments vesting on March 25, 2024, 2025, 2026, and 2027. |