James B. Kelligrew - 18 Nov 2016 Form 4 Insider Report for US BANCORP \DE\ (USB)

Role: Vice Chair
Signature: James L. Chosy by power of attorney for James B. Kelligrew
Issuer symbol: USB
Transactions as of: 18 Nov 2016
Transactions value $: $9,186
Form type: 4
Filing time: 20 Oct 2023, 19:40:32 UTC
Previous filing: 20 Oct 2023
Next filing: 29 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	USB	Series B Preferred Stock Depositary Shares	Purchase	$2.39K	+105		$22.75^*	105	18 Nov 2016	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Purchase	$3.13K	+111		$28.19^*	111	18 Nov 2016	By Trust	F1
transaction	USB	Series G Preferred Stock Depositary Shares	Purchase	$666	+26		$25.60^*	26	18 Nov 2016	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Purchase	$1.99K	+81		$24.51^*	81	18 Nov 2016	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Purchase	$291	+10	+9.01%	$29.06^*	121	16 Mar 2017	By Trust	F1
transaction	USB	Common Stock, $0.01 par value	Purchase	$158	+3	+0.44%	$52.64^*	684	24 Mar 2017	By Trust	F1
transaction	USB	Common Stock, $0.01 par value	Purchase	$2.9K	+55	+8.04%	$52.77^*	739	28 Mar 2017	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Purchase	$184	+8	+7.62%	$23.06^*	113	28 Mar 2017	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Purchase	$290	+10	+8.26%	$29.04^*	131	28 Mar 2017	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Purchase	$155	+6	+7.41%	$25.88^*	87	28 Mar 2017	By Trust	F1
transaction	USB	Series G Preferred Stock Depositary Shares	Other	-$650	-26	-100%	$25.00^*	0	17 Apr 2017	By Trust	F1, F2
transaction	USB	Common Stock, $0.01 par value	Sale	-$593	-11	-1.49%	$53.88^*	728	17 Oct 2017	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Sale	-$69	-3	-2.65%	$23.06^*	110	17 Oct 2017	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Sale	-$69	-3	-2.29%	$23.06^*	128	17 Oct 2017	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Sale	-$51	-2	-2.3%	$25.44^*	85	17 Oct 2017	By Trust	F1
transaction	USB	Common Stock, $0.01 par value	Sale	-$816	-16	-2.2%	$50.98^*	712	22 Mar 2018	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Sale	-$69	-3	-2.73%	$23.13^*	107	22 Mar 2018	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Sale	-$84	-3	-2.34%	$28.07^*	125	22 Mar 2018	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Sale	-$51	-2	-2.35%	$25.37^*	83	22 Mar 2018	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Sale	-$23	-1	-0.93%	$22.98^*	106	16 Apr 2018	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Sale	-$28	-1	-0.8%	$27.66^*	124	16 Apr 2018	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Sale	-$25	-1	-1.2%	$25.16^*	82	16 Apr 2018	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Sale	-$436	-17	-20.73%	$25.64^*	65	13 Jun 2018	By Trust	F1
transaction	USB	Common Stock, $0.01 par value	Gift	$0	-356	-50%	$0.00	356	17 Sep 2018	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Gift	$0	-53	-50%	$0.00	53	17 Sep 2018	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Gift	$0	-62	-50%	$0.00	62	17 Sep 2018	By Trust	F1
transaction	USB	Series H Preferred Stock Depositary Shares	Gift	$0	-33	-50.77%	$0.00	32	17 Sep 2018	By Trust	F1
transaction	USB	Common Stock, $0.01 par value	Gift	$0	-356	-100%	$0.00^*	0	18 Sep 2018	By Trust	F1
transaction	USB	Series B Preferred Stock Depositary Shares	Gift	$0	-53	-100%	$0.00^*	0	18 Sep 2018	By Trust	F1
transaction	USB	Series F Preferred Stock Depositary Shares	Gift	$0	-62	-100%	$0.00^*	0	18 Sep 2018	By Trust	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

James B. Kelligrew is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.
F2	The reported securities were called for redemption by the issuer at a price equal to their liquidation value.

Content

Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

The reported securities were called for redemption by the issuer at a price equal to their liquidation value.

Remarks:

Multiple Forms Submitted