| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | USB | Series G Preferred Stock Depositary Shares | Sale | -$1.59K | -60 | -75.95% | $26.48* | 19 | 12 Jan 2016 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series G Preferred Stock Depositary Shares | Sale | -$503 | -19 | -100% | $26.48* | 0 | 13 Jan 2016 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $11.4K | +217 | $52.68* | 217 | 30 Jan 2017 | By JBK Holdings, LLC | F1 | |
| transaction | USB | Series F Preferred Stock Depositary Shares | Purchase | $814 | +28 | +14.43% | $29.07* | 222 | 16 Mar 2017 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Sale | -$105 | -2 | -0.92% | $52.28* | 215 | 30 Oct 2018 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Sale | -$3.31K | -64 | -29.77% | $51.79* | 151 | 25 Apr 2019 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | Purchase | $322 | +12 | +5.41% | $26.84 | 234 | 12 Jun 2020 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series L Preferred Stock Depositary Shares | Purchase | $7.04K | +286 | $24.61 | 286 | 26 Oct 2020 | By JBK Holdings, LLC | F1 | |
| transaction | USB | Common Stock, $0.01 par value | Sale | -$7.09K | -151 | -100% | $46.93 | 0 | 23 Dec 2020 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $6.89K | +151 | $45.63 | 151 | 25 Jan 2021 | By JBK Holdings, LLC | F1 | |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $4.71K | +189 | $24.92 | 189 | 17 Feb 2021 | By JBK Holdings, LLC | F1 | |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $1.75K | +33 | +21.85% | $53.13 | 184 | 09 Mar 2021 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $697 | +13 | +7.07% | $53.64 | 197 | 10 Mar 2021 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | Sale | -$919 | -35 | -14.96% | $26.27 | 199 | 16 Mar 2021 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $1.74K | +31 | +15.74% | $56.28 | 228 | 23 Jun 2021 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | Other | -$4.98K | -199 | -100% | $25.00 | 0 | 18 Jan 2022 | By JBK Holdings, LLC | F1, F2 |
| transaction | USB | Series O Preferred Stock Depositary Shares | Purchase | $2.3K | +96 | $23.91 | 96 | 28 Feb 2022 | By JBK Holdings, LLC | F1 | |
| transaction | USB | Series L Preferred Stock Depositary Shares | Sale | -$73 | -4 | -1.4% | $18.14 | 282 | 25 Jul 2022 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series O Preferred Stock Depositary Shares | Purchase | $1.11K | +58 | +60.42% | $19.18 | 154 | 26 Sep 2022 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $1.01K | +62 | +32.8% | $16.31 | 251 | 14 Oct 2022 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $2K | +120 | +47.81% | $16.70 | 371 | 09 Nov 2022 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $1.19K | +68 | +18.33% | $17.44 | 439 | 21 Dec 2022 | By JBK Holdings, LLC | F1 |
| transaction | USB | Common Stock, $0.01 par value | Purchase | $187 | +4 | +1.75% | $46.83 | 232 | 13 Jan 2023 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $37.20 | +2 | +0.46% | $18.59 | 441 | 19 Jan 2023 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series L Preferred Stock Depositary Shares | Sale | -$36 | -2 | -0.71% | $17.75 | 280 | 19 Jan 2023 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series K Preferred Stock Depositary Shares | Purchase | $1.3K | +80 | +18.14% | $16.26 | 521 | 06 Jul 2023 | By JBK Holdings, LLC | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | Gift | $0 | -32 | -100% | $0.00* | 0 | 18 Sep 2018 | By Trust | F1 |
| holding | USB | Common Stock, $0.01 par value | 152K | 12 Jan 2016 | Direct | ||||||
| holding | USB | Common Stock, $0.01 par value | 886 | 12 Jan 2016 | By 401(k) plan | F3 |
James B. Kelligrew is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. |
| F2 | The reported securities were called for redemption by the issuer at a price equal to their liquidation value. |
| F3 | Based on a plan report dated August 31, 2023, the most recent plan report available. |
Multiple Forms Submitted