James Robert Edward Coulter - 15 Dec 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director & CEO, RJ Ltd.
Signature
/s/ James Robert Edward Coulter by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
15 Dec 2023
Net transactions value
$0
Form type
4
Filing time
18 Dec 2023, 12:07:19 UTC
Previous filing
11 Dec 2023
Next filing
01 Oct 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +5,185 $0.000000 5,185 15 Dec 2023 Common Stock 5,185 Direct F1
transaction RJF Restricted Stock Units Award $0 +1,010 $0.000000 1,010 15 Dec 2023 Common Stock 1,010 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports (i) a grant of retention RSUs to the reporting person, and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.