Daniel E. Pinto - 13 Jan 2024 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
President & COO, CEO CIB
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2024
Transactions value $
-$6,776,990
Form type
4
Filing time
16 Jan 2024, 19:11:00 UTC
Previous filing
11 May 2023
Next filing
21 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +16.7K +2.95% $0.00 583K 13 Jan 2024 Direct F1
transaction JPM Common Stock Options Exercise $0 +13.9K +2.38% $0.00 597K 13 Jan 2024 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +2.13% $0.00 610K 13 Jan 2024 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.7K +2.08% $0.00 623K 13 Jan 2024 Direct F1
transaction JPM Common Stock Options Exercise $0 +12.3K +1.98% $0.00 635K 13 Jan 2024 Direct F1
transaction JPM Common Stock Tax liability -$6.78M -39.3K -6.18% $172.61 596K 13 Jan 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -100% $0.00* 0 13 Jan 2024 Common Stock 12.7K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -12.7K -50% $0.00 12.7K 13 Jan 2024 Common Stock 12.7K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -16.7K -33.33% $0.00 33.4K 13 Jan 2024 Common Stock 16.7K Direct F1, F4
transaction JPM Restricted Stock Units Options Exercise $0 -12.3K -25% $0.00 37K 13 Jan 2024 Common Stock 12.3K Direct F1, F5
transaction JPM Restricted Stock Units Options Exercise $0 -13.9K -20% $0.00 55.4K 13 Jan 2024 Common Stock 13.9K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 20% on each of the following dates: January 13, 2020, January 13, 2021, January 13, 2022, January 13, 2023, and January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, shares resulting from vesting must be held for 6 months from vesting date.
F3 Restricted stock units vest 20% on each of the following dates: January 13, 2021, January 13, 2022, January 13, 2023, January 13, 2024, and January 13, 2025. As Identified Staff at the time of the grant, shares resulting from vesting must be held for 12 months from vesting date.
F4 Restricted stock units vest 20% on each of the following dates: January 13, 2022, January 13, 2023, January 13, 2024, January 13, 2025, and January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.
F5 Restricted stock units vest 20% on each of the following dates: January 13, 2023, January 13, 2024, January 13, 2025, January 13, 2026, and January 13, 2027. As Identified Staff at the time of grant, the shares resultingfrom vesting must be held for 12 months from vesting date.
F6 Restricted stock units vest 20% on each of the following dates: January 13, 2024, January 13, 2025, January 13, 2026, January 13, 2027, and January 13, 2028. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date.