Sharon R. Barner - 08 Nov 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Administrative Off.
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
08 Nov 2024
Net transactions value
-$421,553
Form type
4
Filing time
12 Nov 2024, 12:24:07 UTC
Previous filing
22 Aug 2024
Next filing
15 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $26,476 +162 +0.78% $163.43 21,035 08 Nov 2024 Direct
transaction CMI Common Gift $0 -70 -0.33% $0.000000 20,965 08 Nov 2024 Direct
transaction CMI Common Sale $57,840 -162 -0.77% $357.04 20,803 08 Nov 2024 Direct F1
transaction CMI Common Options Exercise $327,023 +2,001 +9.6% $163.43 22,804 11 Nov 2024 Direct
transaction CMI Common Sale $35,975 -100 -0.44% $359.75 22,704 11 Nov 2024 Direct
transaction CMI Common Sale $250,728 -701 -3.1% $357.67 22,003 11 Nov 2024 Direct F2
transaction CMI Common Sale $430,509 -1,200 -5.5% $358.76 20,803 11 Nov 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -162 -2.5% $0.000000 6,327 08 Nov 2024 Common 162 $163.43 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -2,001 -32% $0.000000 4,326 11 Nov 2024 Common 2,001 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $357.0000 - $357.1000. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $357.4100 - $358.3300. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.4500 - $359.0100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.