| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CL | Common Stock | Sale | -$3.17M | -33.3K | -10.96% | $95.00 | 271K | Nov 22, 2024 | Direct | F1 |
| holding | CL | Common Stock | 52.6K | Nov 22, 2024 | By Issuer's 401(k) Plan Trustee | ||||||
| holding | CL | Common Stock | 52K | Nov 22, 2024 | By Spouse Trust | ||||||
| holding | CL | Common Stock | 335 | Nov 22, 2024 | By Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Wallace on August 21, 2024 as part of his long-term asset diversification, tax and financial planning strategy. |