Katherine H. Larson - 22 Nov 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Accounting Officer
Signature
/s/ Katherine H. Larson by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
22 Nov 2024
Net transactions value
-$17,852
Form type
4
Filing time
26 Nov 2024, 16:21:35 UTC
Previous filing
08 Oct 2024
Next filing
03 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +450 +68% $0.000000 1,112 22 Nov 2024 Direct F1
transaction RJF Common Stock Tax liability $17,852 -109 -9.8% $163.78 1,003 22 Nov 2024 Direct
holding RJF Common Stock 161 22 Nov 2024 By spouse through ESOP F2
holding RJF Common Stock 445 22 Nov 2024 ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -450 -100% $0.000000 0 22 Nov 2024 Common Stock 450 Direct F1, F4
transaction RJF Restricted Stock Units Award $0 +1,392 $0.000000 1,392 25 Nov 2024 Common Stock 1,392 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F4 RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.
F5 RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029.

Remarks:

This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person, (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting, and (iii) a grant of RSUs to the reporting person.