Tashtego S. Elwyn - Nov 29, 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President, PCG
Signature
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 29, 2024
Transactions value $
-$325,864
Form type
4
Date filed
12/2/2024, 07:03 PM
Previous filing
Nov 26, 2024
Next filing
Dec 5, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -1.7K -4.09% $0.00 39.9K Nov 29, 2024 Direct F1
transaction RJF Common Stock Options Exercise $0 +3.79K +9.51% $0.00 43.7K Nov 30, 2024 Direct F2
transaction RJF Common Stock Options Exercise $0 +1.5K +3.44% $0.00 45.2K Nov 30, 2024 Direct F2
transaction RJF Common Stock Tax liability -$92.3K -545 -1.21% $169.28 44.6K Nov 30, 2024 Direct
transaction RJF Common Stock Tax liability -$234K -1.38K -3.09% $169.28 43.2K Nov 30, 2024 Direct
holding RJF Common Stock 7.35K Nov 29, 2024 ESOP F3
holding RJF Common Stock 75 Nov 29, 2024 UTMA Custodian for Daughter F4
holding RJF Common Stock 75 Nov 29, 2024 UTMA Custodian for Son F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -1.5K -50% $0.00 1.5K Nov 30, 2024 Common Stock 1.5K Direct F2, F5
transaction RJF Restricted Stock Units Options Exercise $0 -3.79K -60.01% $0.00 2.53K Nov 30, 2024 Common Stock 3.79K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple gifts on the same day in different amounts.
F2 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
F4 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.
F6 RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person, (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings, and (iii) the gift of shares by the reporting person.