Brian R. Willman - Jan 23, 2025 Form 4 Insider Report for REGIONS FINANCIAL CORP (RF)

Role
SEVP
Signature
/s/ Elizabeth H. Townsend - Attorney-in-Fact
Stock symbol
RF
Transactions as of
Jan 23, 2025
Transactions value $
$1,412,115
Form type
4
Date filed
1/27/2025, 09:28 PM
Previous filing
Oct 31, 2024
Next filing
Apr 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RF Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $666K +27.9K $23.82 27.9K Jan 23, 2025 By 401(k) F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RF Phantom Stock Units Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities $747K +31.3K $23.82 31.3K Jan 23, 2025 Common Stock 31.3K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This acquisition represents a reallocation of funds within the filer's 401(k) Plan account from other available plan options to shares of the Issuer's stock fund.
F2 Expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
F3 The phantom stock units were accrued under the Regions Financial Corporation Non-Qualified Excess 401(k) Plan. Each phantom stock unit represents the right to the cash value of one share of common stock.
F4 The phantom stock units become payable in cash upon the reporting person's termination of employment in accordance with the form of payment elected by the reporting person.