Mark Andrew Smith - Feb 10, 2025 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Financial Officer
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Feb 10, 2025
Transactions value $
-$2,541,471
Form type
4
Date filed
2/11/2025, 03:10 PM
Previous filing
Dec 3, 2024
Next filing
Feb 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $973K +6.08K +23.28% $160.10 32.2K Feb 10, 2025 Direct
transaction CMI Common Options Exercise $656K +4.38K +13.6% $149.72 36.6K Feb 10, 2025 Direct
transaction CMI Common Options Exercise $111K +970 +2.65% $114.13 37.6K Feb 10, 2025 Direct
transaction CMI Common Sale -$1.18M -3.15K -8.39% $374.85 34.4K Feb 10, 2025 Direct F1
transaction CMI Common Sale -$1.26M -3.36K -9.76% $375.68 31K Feb 10, 2025 Direct F2
transaction CMI Common Sale -$1.84M -4.92K -15.85% $373.64 26.1K Feb 10, 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -4.38K -100% $0.00 0 Feb 10, 2025 Common 4.38K $149.72 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -6.08K -100% $0.00 0 Feb 10, 2025 Common 6.08K $160.10 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -970 -100% $0.00 0 Feb 10, 2025 Common 970 $114.13 Direct
holding CMI Stock Option (Right-to-Buy) 21.3K Feb 10, 2025 Common 21.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 21.6K Feb 10, 2025 Common 21.6K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $374.3750 - $375.37. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $375.38 - $375.9916. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $373.24 - $374.0600. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.