Timothy C. Gokey - Mar 10, 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CEO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Mar 10, 2025
Transactions value $
-$18,592,806
Form type
4
Date filed
3/12/2025, 10:55 AM
Previous filing
Feb 5, 2025
Next filing
Apr 3, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $4M +59.4K +28.78% $67.32 266K Mar 10, 2025 Direct F1
transaction BR Common Stock Sale -$3.03M -12.9K -4.85% $235.18 253K Mar 10, 2025 Direct F2, F3
transaction BR Common Stock Sale -$8.04M -34.1K -13.49% $235.90 219K Mar 10, 2025 Direct F4
transaction BR Common Stock Sale -$11.5M -49K -22.39% $235.18 170K Mar 10, 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -59.4K -100% $0.00 0 Mar 10, 2025 Common Stock 59.4K $67.32 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on December 9, 2024.
F2 The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on December 9, 2024.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.56 - $240.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.55 - $240.13, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.