Ashima Ghei - Apr 1, 2025 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Interim CFO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Apr 1, 2025
Transactions value $
-$221,227
Form type
4
Date filed
4/3/2025, 04:26 PM
Previous filing
Feb 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +860 +24.18% $0.00 4.42K Apr 1, 2025 Direct F1
transaction BR Common Stock Options Exercise $0 +444 +10.05% $0.00 4.86K Apr 1, 2025 Direct F2
transaction BR Common Stock Tax liability -$55.6K -227 -4.67% $244.72 4.63K Apr 1, 2025 Direct
transaction BR Common Stock Tax liability -$57K -233 -5.03% $244.72 4.4K Apr 1, 2025 Direct F3
transaction BR Common Stock Tax liability -$109K -444 -10.09% $244.72 3.96K Apr 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR FY2022 RSUs Options Exercise $0 -860 -100% $0.00 0 Apr 1, 2025 Common Stock 860 $0.00 Direct F1
transaction BR FY2023 RSUs Options Exercise $0 -444 -100% $0.00 0 Apr 1, 2025 Common Stock 444 $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 860 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2025 444 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F3 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 455 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2025