Marianne Lake - May 16, 2025 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
CEO CCB
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
May 16, 2025
Transactions value $
-$3,278,087
Form type
4
Date filed
5/16/2025, 05:12 PM
Previous filing
Mar 27, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lake Marianne CEO CCB 383 MADISON AVENUE, NEW YORK /s/ Holly Youngwood under POA 2025-05-16 0001566079

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Sale -$3.28M -12.3K -16.22% $267.08 63.4K May 16, 2025 Direct F1
holding JPM Common Stock 53.4K May 16, 2025 By Family Trust F1
holding JPM Common Stock 125K May 16, 2025 By GRATs F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Balances reflect a) 80,000 shares transferred from the Grantor for funding of a Grantor Retained Annuity Trust on April 23, 2025; b) 18,731 shares transferred from a GRAT to a Family Trust on May 9, 2025; and c) 14,290 shares transferred from a GRAT to the Grantor on May 12, 2025. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13.