CLIFFORD M. NOREEN - 17 Jun 2025 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Role
Chairman of Fund, Director
Signature
/s/ Jessica Restivo Attorney- in - Fact
Issuer symbol
MCI
Transactions as of
17 Jun 2025
Transactions value $
-$190,582
Form type
4
Filing time
18 Jun 2025, 15:24:02 UTC
Previous filing
19 Mar 2025
Next filing
03 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
NOREEN CLIFFORD M Chairman of Fund, Director C/O BARINGS LLC, 300 SOUTH TRYON STREET, SUITE 2500, CHARLOTTE /s/ Jessica Restivo Attorney- in - Fact 18 Jun 2025 0001194963

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20K 17 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Sale -$191K -9.11K -2.78% $20.91 319K 17 Jun 2025 Common Shares ("Shares of Beneficial Interest") 9.11K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Remarks:

Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.