Mark Andrew Smith - Aug 12, 2025 Form 4 Insider Report for CUMMINS INC (CMI)

Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Aug 12, 2025
Transactions value $
-$2,959,625
Form type
4
Date filed
8/14/2025, 04:32 PM
Previous filing
Mar 4, 2025
Next filing
Sep 17, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Mark Andrew VP - Chief Financial Officer 500 JACKSON STREET, COLUMBUS /s/ Nicole Y. Lamb-Hale, Attorney-in-Fact 2025-08-14 0001676537

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $981K +6K +19% $163.43 37.6K Aug 12, 2025 Direct
transaction CMI Common Sale -$2.37M -6K -15.97% $395.00 31.6K Aug 12, 2025 Direct
transaction CMI Common Options Exercise $1.06M +6.5K +20.58% $163.43 38.1K Aug 13, 2025 Direct
transaction CMI Common Sale -$2.63M -6.5K -17.07% $405.00 31.6K Aug 13, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -6K -27.8% $0.00 15.6K Aug 12, 2025 Common 6K $163.43 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -6.5K -41.72% $0.00 9.08K Aug 13, 2025 Common 6.5K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 21.3K Aug 12, 2025 Common 21.3K $142.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).