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Signature
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/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
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Stock symbol
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CMI
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Transactions as of
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Aug 12, 2025
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Transactions value $
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-$2,959,625
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Form type
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4
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Date filed
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8/14/2025, 04:32 PM
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Smith Mark Andrew |
VP - Chief Financial Officer |
500 JACKSON STREET, COLUMBUS |
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact |
2025-08-14 |
0001676537 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CMI |
Common |
Options Exercise |
$981K |
+6K |
+19% |
$163.43 |
37.6K |
Aug 12, 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
-$2.37M |
-6K |
-15.97% |
$395.00 |
31.6K |
Aug 12, 2025 |
Direct |
|
| transaction |
CMI |
Common |
Options Exercise |
$1.06M |
+6.5K |
+20.58% |
$163.43 |
38.1K |
Aug 13, 2025 |
Direct |
|
| transaction |
CMI |
Common |
Sale |
-$2.63M |
-6.5K |
-17.07% |
$405.00 |
31.6K |
Aug 13, 2025 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-6K |
-27.8% |
$0.00 |
15.6K |
Aug 12, 2025 |
Common |
6K |
$163.43 |
Direct |
|
| transaction |
CMI |
Stock Option (Right-to-Buy) |
Options Exercise |
$0 |
-6.5K |
-41.72% |
$0.00 |
9.08K |
Aug 13, 2025 |
Common |
6.5K |
$163.43 |
Direct |
|
| holding |
CMI |
Stock Option (Right-to-Buy) |
|
|
|
|
|
21.3K |
Aug 12, 2025 |
Common |
21.3K |
$142.12 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).