| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Hall Sadie May | VP, COO & Compliance Officer | 42 CHURCH STREET, GOUVERNEUR | /s/ Sadie M. Hall | 02 Oct 2025 | 0001995268 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOVB | Common Stock | Award | $0 | +4,000 | $0.000000 | 4,000 | 01 Oct 2025 | By Stock Award | F1 | |
| holding | GOVB | Common Stock | 100 | 01 Oct 2025 | Direct | ||||||
| holding | GOVB | Common Stock | 335 | 01 Oct 2025 | By ESOP | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GOVB | Stock Option (right to buy) | Award | $0 | +10,000 | $0.000000 | 10,000 | 01 Oct 2025 | Common Stock | 10,000 | $14.25 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Stock Awards granted pursuant to the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan vest in five equal annual installments commencing on October 1, 2026. |
| F2 | This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c). |
| F3 | Stock Options granted pursuant to the Gouverneur Bancorp, Inc. 2025 Equity Incentive Plan vest in five equal annual installments commencing on October 1, 2026. |