| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Duelks Robert N | Director | 5 DAKOTA DRIVE, LAKE SUCCESS | Maria Allen, Power of Attorney | 03 Oct 2025 | 0001477044 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BR | Common Stock | Award | $0 | +85 | +0.42% | $0.000000 | 20,518 | 02 Oct 2025 | Direct | F1 |
| holding | BR | Common Stock | 4,960 | 02 Oct 2025 | BOMAR II LLC | ||||||
| holding | BR | Common Stock | 17,000 | 02 Oct 2025 | Mary E. Duelks 2007 Revocable Trust | ||||||
| holding | BR | Common Stock | 8,853 | 02 Oct 2025 | Robert N. Duelks 2007 Revocable Trust |
| Id | Content |
|---|---|
| F1 | The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. |