Byron Wortham - Nov 5, 2025 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Role
SVP Georgia Boot & Durango
Signature
Jeremy D. Siegfried, Attorney-in-Fact
Stock symbol
RCKY
Transactions as of
Nov 5, 2025
Transactions value $
-$154,909
Form type
4
Date filed
11/7/2025, 04:20 PM
Previous filing
Mar 19, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wortham Byron SVP Georgia Boot & Durango 39 EAST CANAL STREET, NELSONVILLE Jeremy D. Siegfried, Attorney-in-Fact 2025-11-07 0001709433

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RCKY Common Stock, without par value Options Exercise $37.8K +2K +47.62% $18.90 6.2K Nov 5, 2025 Direct
transaction RCKY Common Stock, without par value Options Exercise $4.62K +400 +6.45% $11.55 6.6K Nov 5, 2025 Direct
transaction RCKY Common Stock, without par value Sale -$197K -6.6K -100% $29.90 0 Nov 5, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RCKY Stock Option (right to buy) Options Exercise $0 -2K -100% $0.00 0 Nov 5, 2025 Common Stock, without par value 2K $18.90 Direct F2
transaction RCKY Stock Option (right to buy) Options Exercise $0 -400 -100% $0.00 0 Nov 5, 2025 Common Stock, without par value 400 $11.55 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.8287 to $30.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
F2 Option vests 20% per year beginning on the first anniversary of the date of grant.