Patrick P. Goris - 28 Jan 2026 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
EVP, Chief Finance/Strat Ofcr
Signature
/s/ Erin O'Neal as Attorney-in-Fact
Issuer symbol
CARR
Transactions as of
28 Jan 2026
Net transactions value
$0
Form type
4
Filing time
30 Jan 2026, 17:46:00 UTC
Previous filing
12 Dec 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Goris Patrick P. EVP, Chief Finance/Strat Ofcr 13995 PASTEUR BOULEVARD, PALM BEACH GARDENS /s/ Erin O'Neal as Attorney-in-Fact 30 Jan 2026 0001696060

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Stock Appreciation Right Award $0 +134,405 $0.000000 134,405 28 Jan 2026 Common Stock 134,405 $57.91 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was also awarded 37,250 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.

Remarks:

Executive Vice President (EVP) & Chief Financial & Strategy Officer