Sheri Savage - 02 Jul 2022 Form 4 Insider Report for NEOPHOTONICS CORP (NPTN)

Role: Director
Signature: By: /s/ Barbara Rogan For: Sheri L. Savage
Issuer symbol: NPTN
Transactions as of: 02 Jul 2022
Net transactions value: $0
Form type: 4
Filing time: 06 Jul 2022, 16:26:31 UTC
Previous filing: 03 Jun 2022
Next filing: 05 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NPTN	Common Stock	Options Exercise	$0	+4,685		$0.000000	4,685	02 Jul 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NPTN	Restricted Stock Units (right to acquire)	Options Exercise	$0	-4,685	-100%	$0.000000^*	0	02 Jul 2022	Common Stock	4,685	$0.000000	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
F2	This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.