Philip Soran - 01 Oct 2021 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Director
Signature
/s/ James Grant for Philip E. Soran
Issuer symbol
PIPR
Transactions as of
01 Oct 2021
Transactions value $
$31,566
Form type
4
Filing time
04 Oct 2021, 12:33:41
Previous filing
10 Sep 2021
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $31.6K +222 +1.13% $142.19 19.8K 01 Oct 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 222 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.