Chad R. Abraham - 15 Feb 2023 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
CEO and Chairman, Director
Signature
/s/ James Grant for Chad R. Abraham
Issuer symbol
PIPR
Transactions as of
15 Feb 2023
Net transactions value
$0
Form type
4
Filing time
17 Feb 2023, 15:22:00 UTC
Previous filing
16 Nov 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +7,102 +7.9% $0.000000 96,877 15 Feb 2023 Direct
transaction PIPR Common Stock Tax liability $0 -1,472 -1.5% $0.000000 95,405 16 Feb 2023 Direct
transaction PIPR Common Stock Tax liability $0 -1,586 -1.7% $0.000000 93,819 16 Feb 2023 Direct
transaction PIPR Common Stock Tax liability $0 -2,035 -2.2% $0.000000 91,784 16 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PIPR Employee Stock Option (right to buy) Award $0 +75,000 $0.000000 75,000 15 Feb 2023 Common Stock 75,000 $170.76 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests 33% on February 15, 2026, 33% on February 15, 2027, and all the remaining shares on February 15, 2028.