James P. Baker - Feb 15, 2023 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Global Co-Head IB and Cap Mkts
Signature
/s/ James Grant for James P. Baker
Stock symbol
PIPR
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 03:24 PM
Previous filing
Feb 18, 2022
Next filing
Feb 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +2.59K +6.8% $0.00 40.7K Feb 15, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -251 -0.62% $0.00 40.5K Feb 16, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -219 -0.54% $0.00 40.2K Feb 16, 2023 Direct
transaction PIPR Common Stock Tax liability $0 -306 -0.76% $0.00 39.9K Feb 16, 2023 Direct
holding PIPR Common Stock 25.7K Feb 15, 2023 By Spouse as sole Trustee and Beneficiary for Irrevocable Trust F1
holding PIPR Common Stock 25.7K Feb 15, 2023 By Irrevocable Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.