Sherry M. Smith - May 22, 2025 Form 4 Insider Report for PIPER SANDLER COMPANIES (PIPR)

Role
Director
Signature
/s/ James Grant for Sherry M. Smith
Stock symbol
PIPR
Transactions as of
May 22, 2025
Transactions value $
$0
Form type
4
Date filed
5/23/2025, 04:21 PM
Previous filing
May 8, 2025
Next filing
Jun 16, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH SHERRY M Director 800 NICOLLET MALL, MINNEAPOLIS /s/ James Grant for Sherry M. Smith 2025-05-23 0001214552

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PIPR Common Stock Award $0 +598 +5.86% $0.00 10.8K May 22, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.