James Patrick Rousey - 31 Dec 2022 Form 5 Insider Report for UTG INC (UTGN)

Role: Former President & Director
Signature: /s/Bradley J. Betack, Attorney-in-Fact
Issuer symbol: UTGN
Transactions as of: 31 Dec 2022
Transactions value $: $284,951
Form type: 5
Filing time: 25 Aug 2023, 15:13:23
Previous filing: 28 Feb 2022
Next filing: 05 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	UTGN	Common Stock	Award	$50K	+3.77K	+35.14%	$13.25^*	14.5K	31 Dec 2012	Direct
transaction	UTGN	Common Stock	Award	$50K	+3.5K	+31.83%	$14.27^*	14.5K	11 Feb 2016	Direct
transaction	UTGN	Common Stock	Award	$35K	+1.16K	+8.71%	$30.10^*	14.5K	06 Feb 2019	Direct
transaction	UTGN	Common Stock	Award	$25K	+752	+5.47%	$33.25	14.5K	26 Feb 2020	Direct
transaction	UTGN	Common Stock	Award	$50K	+1.85K	+14.57%	$27.10	14.5K	28 Feb 2022	Direct
transaction	UTGN	Common Stock	Award	$35K	+1.4K	+10.65%	$25.06	14.5K	11 Jan 2023	Direct
transaction	UTGN	Common Stock	Purchase	$40K	+2.08K	+16.71%	$19.25^*	14.5K	01 Aug 2017	Street Name

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

James Patrick Rousey is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Remarks:

On February 21, 2023, Mr. James P. Rousey resigned as President of UTG, Inc., and its subsidiary, Universal Guaranty Life Insurance Company, as well as his position as a Director of both entities. This was effective immediately.