Donn S. Lux - 01 Apr 2021 Form 3/A - Amendment Insider Report for MGP INGREDIENTS INC (MGPI)

Role: Member of 10% holder group, 10%+ Owner
Signature: /s/ Donn S. Lux, individually, as investment trustee of the Luxco 2017 Irrevocable Trust dated 6/19/2017 and as family assets trustee of the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated 9/16/2005
Issuer symbol: MGPI
Transactions as of: 01 Apr 2021
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 07 Oct 2021, 16:12:08 UTC
Date Of Original Report: 05 Apr 2021
Next filing: 22 Jun 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Shares After	Date	Ownership	Footnotes
holding	MGPI	Common Stock	3,962,911	01 Apr 2021	By Donn S. Lux	F1
holding	MGPI	Common Stock	27,731	01 Apr 2021	By Leslie P. Lux	F2
holding	MGPI	Common Stock	27,731	01 Apr 2021	By Caroline Lux Kaplan	F3
holding	MGPI	Common Stock	1,763,771	01 Apr 2021	Direct	F4
holding	MGPI	Common Stock	771,688	01 Apr 2021	Direct	F5
holding	MGPI	Common Stock	152,805	01 Apr 2021	Direct	F6
holding	MGPI	Common Stock	623,458	01 Apr 2021	Direct	F7
holding	MGPI	Common Stock	623,458	01 Apr 2021	Direct	F8
holding	MGPI	Common Stock	27,731	01 Apr 2021	Direct	F9
holding	MGPI	Common Stock	27,731	01 Apr 2021	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Donn S. Lux may be deemed to hold sole voting and dispositive power with respect to the 3,935,180 shares held by the Luxco 2017 Irrevocable Trust dated June 19, 2017, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005, the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005 and the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005, and shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux is the spouse of Michele B. Lux.
F2	Leslie P. Lux may be deemed to hold shared voting and dispositive power over the 27,731 shares held by the Lux Children Irrevocable Trust dated May 24, 2012. Leslie P. Lux is the spouse of Paul S. Lux.
F3	Caroline Lux Kaplan may be deemed to hold sole voting power and dispositive power with respect to the 27,731 Shares held by the Caroline L. Kaplan Revocable Trust dated December 16, 2009.
F4	These securities are beneficially owned by Luxco 2017 Irrevocable Trust dated June 19, 2017. Donn S. Lux is the sole investment trustee of this trust.
F5	These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
F6	These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Donn S. Lux QSST LRD dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
F7	These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005. Donn S. Lux is the sole trustee of this trust.
F8	These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Donn S. Lux is the sole family assets trustee of this trust.
F9	These securities are beneficially owned by Lux Children Irrevocable Trust dated May 24, 2012. Donn S. Lux and Leslie P. Lux are the trustees of this trust.
F10	These securities are beneficially owned by Caroline L. Kaplan Revocable Trust dated December 16, 2009. Caroline Lux Kaplan is the sole trsutee of this trust.

Remarks:

This is form 1 of 2. The Reporting Persons included herein and the reporting persons included in the Form 3/A of even date herewith filed by Paul S. Lux and other group members (collectively with the Reporting Persons included herein, the "Lux Reporting Persons") may be demed to be part of a group, due to the entry by such parties into a Shareholders Agreement dated April 1, 2021. Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer's common stock reported herein, except to the extent of their pecuniary interest therein. On April 1, 2021, an aggregate of 5,007,828 shares of the Issuer's common stock were issued to the Lux Reporting Persons pursuant to the closing of transactions contemplated by an Agreement and Plan of Merger by and among the Lux Reporting Persons, the Issuer and other parties. The acquisitions of these shares by the Lux Reporting Persons were reported on Forms 3 filed on April 5, 2021. On September 21, 2021, the final purchase price adjustment was completed, and an additional aggregate of 1,373 shares of the Issuer's common stock were allocated to the Lux Reporting Persons. Pursuant to Dilorenzo v. Murphy, 322 F. Supp. 2d 479 (S.D.N.Y. 2004), these additional shares are deemed acquired as of the date of the closing of the merger, and this Form 3/A reflects the total number of shares acquired by each of the reporting persons.