GEORGE H. ELLIS - 17 Dec 2021 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Role
Director
Signature
/s/ Mark A. Shaffer, by power of attorney
Issuer symbol
LQDT
Transactions as of
17 Dec 2021
Net transactions value
-$123,600
Form type
4
Filing time
20 Dec 2021, 18:44:47 UTC
Previous filing
11 Aug 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LQDT Common Stock Sale $123,600 -6,000 -22% $20.60 21,614 17 Dec 2021 Direct
holding LQDT Common Stock 1,160 17 Dec 2021 I.R.A. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LQDT Stock Option 5,328 17 Dec 2021 Common Stock 5,328 $42.31 Direct
holding LQDT Stock Option 5,954 17 Dec 2021 Common Stock 5,954 $40.11 Direct
holding LQDT Stock Option 13,144 17 Dec 2021 Common Stock 13,144 $21.53 Direct
holding LQDT Restricted Stock Grant 4,655 17 Dec 2021 Common Stock 4,655 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 George H. Ellis Individual Retirement Account with Northern Trust Company as Trustee.
F2 Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3 These restricted stock units vest on February 1, 2022.