Donald J. Spence - 31 Dec 2021 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Role
Director
Signature
/s/Adrain Bryant, as Attorney In Fact
Issuer symbol
VAPO
Transactions as of
31 Dec 2021
Transactions value $
$123,225
Form type
4
Filing time
04 Jan 2022, 20:08:52 UTC
Previous filing
23 Jul 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Award $63,227 +3,053 +21% $20.71* 17,682 31 Dec 2021 Direct F1, F2
transaction VAPO Common Stock Award $59,996 +2,897 +16% $20.71* 20,579 01 Jan 2022 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock award in lieu of cash retainers for fiscal year 2021 under the Vapotherm, Inc. 2018 Equity Incentive Plan pursuant to the terms of the Vapotherm, Inc. Non-Employee Director Compensation Policy.
F2 Includes 9,472 shares that will be issued over time subject to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.
F3 Restricted stock unit award in lieu of cash retainers in the aggregate amount of $60,000 for fiscal year 2022 under the Vapotherm, Inc. 2018 Equity Incentive Plan pursuant to the terms of the Vapotherm, Inc. Non-Employee Director Compensation Policy. The restricted stock unit award will vest in four nearly equal installments on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
F4 Includes 12,369 shares that will be issued over time subject to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan.