James A. Hughes - Oct 6, 2025 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
President/CEO, Director
Signature
James A. Hughes, POA Amanda Roche, Finance Department Supervisor/VP
Stock symbol
UNTY
Transactions as of
Oct 6, 2025
Transactions value $
$13,425
Form type
4
Date filed
10/7/2025, 04:35 PM
Previous filing
Sep 30, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HUGHES JAMES A President/CEO, Director UNITY BANK, 64 OLD HWY 22, CLINTON James A. Hughes, POA Amanda Roche, Finance Department Supervisor/VP 2025-10-07 0001238304

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $13.4K +1.5K +0.88% $8.95 171K Oct 6, 2025 Direct F1
holding UNTY Restricted Stock 41.8K Oct 6, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Options (Right to buy) Options Exercise $0 -1.5K -1.6% $0.00 92.5K Oct 6, 2025 Common Stock 1.5K $8.95 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 171,013 shares consisting of 144,449 shares held in account in Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
F2 41,000 restricted shares are held in an account in Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 41,824.
F3 Vested 3,667 share(s) on 25-Feb-2017, 3,666 share(s) on 25-Feb-2018, 3,667 share(s) on 25-Feb-2019
F4 92,500 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 305,337