Brian Soller - 22 Jan 2024 Form 4 Insider Report for LUNA INNOVATIONS INC

Signature
/s/ Scott A. Graeff, Attorney-In-Fact
Issuer symbol
LUNA on OTC
Transactions as of
22 Jan 2024
Net transactions value
$0
Form type
4
Filing time
24 Jan 2024, 17:16:26 UTC
Previous filing
18 Jan 2024
Next filing
29 Jan 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNA Stock Units Award $0 +14,179 $0.000000 14,179 22 Jan 2024 Common Stock 14,179 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each stock unit represents the contingent right to receive one share of common stock of the Issuer.
F2 The stock units vest in three equal annual installments from January 22, 2024, subject to the Reporting Person's continued service with the Company as of each vesting date. Subject to vesting, the stock units will become issuable in common stock of the Issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, death, disability, an unforeseeable financial emergency, or a fixed date selected by the Reporting Person.
F3 The stock units have no expiration date.